FINRA Awards for Sally G. Williams

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01304	02/11/2022	Claimant(s): Don Salter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Sally G. Williams Hearing Site: New Orleans, LA
20-01516	03/09/2021	Claimant(s): John Glenn Claimant Lawyers(s): Zachary T Hayes-Macaluso Respondent(s): United Planners' Financial Services Of A Respondent Lawyers(s): David B. Hauer Arbitrator(s): Sally G. Williams Hearing Site: San Diego, CA
19-02252	04/10/2020	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Eli Moeller Respondent Lawyers(s): Eli Moeller Arbitrator(s): Sally G. Williams Hearing Site: San Diego, CA
17-02447	08/10/2018	Claimant(s): Ryan Hyslop Claimant Lawyers(s): Owen Harnett Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Robert F. Saint-Aubin, Sally G. Williams, Kevin L. Wheeler Hearing Site: San Diego, CA
10-03113	06/08/2012	Claimant(s): Oliver Schwarz Claimant Lawyers(s): Thomas C. Frost Respondent(s): Citigroup Global Markets., Morgan Stanley, Citigroup Global Markets Holdings. Respondent Lawyers(s): Scott L. Metzger, Shannon L. McDougald Arbitrator(s): Barry E. Kersh, Janice L. Sperow, Sally G. Williams Hearing Site: San Diego, CA
09-05471	10/21/2010	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): John Farrell Respondent(s): Kristian Colvin Respondent Lawyers(s): Jenny K. Goodman Arbitrator(s): Lisa M. Roth, Janice L. Sperow, Sally G. Williams Hearing Site: San Diego, CA