| 21-02786 | 09/09/2022 | Claimant(s): Boris Desancic
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Charles Scott McClellan
Hearing Site: Seattle, WA
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| 21-01120 | 04/04/2022 | Claimant(s): Brian Decker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Pacific West Securities.
Respondent Lawyers(s): Corporate Officer, Jennifer E. Novoselsky
Arbitrator(s): Stephany Adriene Watson, Joan M. Schroeder, Charles Scott McClellan
Hearing Site: Seattle, WA
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| 21-00281 | 11/23/2021 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Amy O. Roberts
Respondent(s): Susan Lawrence
Respondent Lawyers(s): H. Troy Romero
Arbitrator(s): Jeanne C Stilwell, David William Hickman, Charles Scott McClellan
Hearing Site: Seattle, WA
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| 20-02894 | 04/28/2021 | Claimant(s): Grant Johnstone
Claimant Lawyers(s): John T. Carr
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Charles Scott McClellan
Hearing Site: Portland, OR
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| 18-03155 | 02/03/2020 | Claimant(s): Erinn Ford
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Frederick B. Mueller, Charles Scott McClellan, Ian Stephen Birk
Hearing Site: Seattle, WA
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| 18-02830 | 02/26/2019 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Paul Ellis
Respondent Lawyers(s): Bridget Donegan
Arbitrator(s): Charles Scott McClellan
Hearing Site: Seattle, WA
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| 17-02001 | 12/28/2018 | Claimant(s): Sarah Carlson
Claimant Lawyers(s): David John Freniere
Respondent(s): Todd Koyama
Respondent Lawyers(s): Jeremy Hyndman
Arbitrator(s): John A. Bender, G. E. Craig Doupe, Charles Scott McClellan
Hearing Site: Seattle, WA
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