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FINRA Awards for David I. Hantman

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Displaying 131-140 out of 191 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0066402/08/2019Claimant(s): Robert Cutrupi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
18-0108012/12/2018Claimant(s): Jeremy Paul
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., National Planning Corporation, Walnut Street Securities.
Respondent Lawyers(s): Christina Vourakis, David I. Hantman, Scott Forbush
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
18-0278712/11/2018Claimant(s): Marisa Pollard
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Samuel H. Chorches
Hearing Site: Providence, RI
18-0013912/06/2018Claimant(s): Keith Seibert
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
18-0097911/07/2018Claimant(s): Kelly Kerr
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
18-0094611/01/2018Claimant(s): Edward Glenn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
17-0335410/24/2018Claimant(s): James Schrader
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Tracy L. Allen
Hearing Site: Indianapolis, IN
18-0041710/22/2018Claimant(s): Michael Butt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Piper Jaffray & Co., Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Denise M. Hammond
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
18-0027810/16/2018Claimant(s): Christopher Faggioni
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
18-0087110/16/2018Claimant(s): Michael Lukas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL

191 Results

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