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FINRA Awards for Michael D. Harrison

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Displaying 11-20 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0215401/26/2021Claimant(s): James Regitz Jr.
Claimant Lawyers(s): Harris Freedman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
19-0311310/07/2020Claimant(s): Matthew Yonally
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
19-0355709/16/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Scott Burns
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
20-0012008/20/2020Claimant(s): Terance Power
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
18-0304904/09/2019Claimant(s): Richard Zinman
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Katherine L. Handy
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
18-0218802/12/2019Claimant(s): Simon Holford
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
16-0271505/25/2017Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Samuel Y. Edgerton
Respondent(s): Johan Frisell
Respondent Lawyers(s): Johan Henrik Frisell
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
14-0228805/22/2015Claimant(s): JCP Securities.
Claimant Lawyers(s): Jeffrey K. Riffer
Respondent(s): Jason Wright, Stephen Perry, BA Securities
Respondent Lawyers(s): Jeffrey K. Riffer, Robert J. Girard
Arbitrator(s): Michael D. Harrison, William Lee Krantz, BaoKim N. Coleman
Hearing Site: Los Angeles, CA
12-0006905/02/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Jiraeyer Kharatian
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
12-0359004/26/2013Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Dianne Baquet Smith
Respondent(s): Victor Valdez
Respondent Lawyers(s): Victor Valdez
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA

24 Results

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