| 19-00353 | 11/13/2019 | Claimant(s): Peter Klein
Claimant Lawyers(s): David J. Butler
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Richard W. Cutler, Howard D. Jacob, Emily M. Altman
Hearing Site: New York, NY
| | |
| 18-02088 | 03/19/2019 | Claimant(s): James Meyers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Jim Geiger
Hearing Site: Pittsburgh, PA
| | |
| 15-01778 | 05/06/2016 | Claimant(s): Peter Klein
Claimant Lawyers(s): David J. Butler
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Edward Baer, William G. Binckes, Howard L. Sobel
Hearing Site: New York, NY
| | |
| 14-03428 | 10/22/2015 | Claimant(s): David Boor, Mark Steinberg
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
| | |
| 08-03853 | 07/31/2009 | Claimant(s): Bernard Cohen
Claimant Lawyers(s): David J. Butler
Respondent(s): Estate of Joseph Moreno
Respondent Lawyers(s): Jay Moreno
Arbitrator(s): Linda T. Pellegrino, Nicholas J. Chopey, Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | Expungement |
| 06-04146 | 02/19/2008 | Claimant(s): Victor Silano
Claimant Lawyers(s): Laurent S. Drogin
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Thomas E. Duggan, David R. Bolnick, Michael L. Moran
Hearing Site: New York, NY
| | |
