FINRA Awards for David William Hickman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-01922	04/17/2020	Claimant(s): Benjamin Lanphar Claimant Lawyers(s): Gregory B. Simon Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): David William Hickman Hearing Site: Portland, OR
19-01412	12/19/2019	Claimant(s): Jeffrey Cashman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services Respondent Lawyers(s): David J. Lehr Arbitrator(s): David William Hickman Hearing Site: Seattle, WA
18-04368	08/02/2019	Claimant(s): Timothy Thomas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy L. Moore Arbitrator(s): David William Hickman Hearing Site: Seattle, WA
18-04038	07/23/2019	Claimant(s): Erinn Ford Claimant Lawyers(s): Jennifer Gutenberg Respondent(s): Cetera Advisors LLC., Pacific West Securities. Respondent Lawyers(s): Jeremy Carr, Philip A. Pizelo Arbitrator(s): David William Hickman Hearing Site: Seattle, WA
17-02488	05/21/2018	Claimant(s): Mark Seto Claimant Lawyers(s): Trent M. Latta Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts, Thomas F. Kopshever Arbitrator(s): Joseph C. Roberts, Michael J. Busch, David William Hickman Hearing Site: Seattle, WA