| 16-01041 | 09/28/2016 | Claimant(s): Prime Executions.
Claimant Lawyers(s): Donna H. Clancy
Respondent(s): Vincent Favaro
Respondent Lawyers(s): John A. Daniels
Arbitrator(s): John Daly
Hearing Site: New York, NY
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| 15-00386 | 12/30/2015 | Claimant(s): Richard Zinman
Claimant Lawyers(s): Aari Itzkowitz
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): John Daly, Robert E. Anderson, Thomas A. Abitabile
Hearing Site: New York, NY
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| 13-00608 | 06/16/2015 | Claimant(s): Gleacher & Company Securities.
Claimant Lawyers(s): David Hille
Respondent(s): Alexander Diss, Andrew Hain, Brian Taddeo, Douglas Coy, Edward Doyle, Jane Mikorenda, Jeffrey Sprengel, John Campbell, John Fleming, Marc Santodomingo, Mark Bryant, Mark Colm, Matthew Swope, Michael Tama, Nicholas Casesa, Robert W. Baird & Co. Incorporated, Peter Brady, Richard Rossi, Robert Haviland, Thomas Lobue, et al
Respondent Lawyers(s): Jonathan D. Miller
Arbitrator(s): Hugh N. Fryer, John Daly, Rebecca Ann Berlow
Hearing Site: New York, NY
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| 11-04589 | 07/29/2014 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): John D. Giansello
Respondent(s): Craig Forster
Respondent Lawyers(s): Ruthann Granito Niosi
Arbitrator(s): John Daly
Hearing Site: New York, NY
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| 12-04220 | 09/24/2013 | Claimant(s): Michael Fliegelman
Claimant Lawyers(s): Judith L. Goldsborough
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): John C. Kelly
Arbitrator(s): Brian J. Burstin, John Daly, Eric Steven Greenebaum
Hearing Site: New York, NY
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| 11-00581 | 02/12/2013 | Claimant(s): Thomas Lynch
Claimant Lawyers(s): Carmelyn Malalis
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Charles P. Axelrod, John Daly, Adam M. Kauff
Hearing Site: New York, NY
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| 10-02272 | 06/09/2011 | Claimant(s): Robert Gillin
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Faith Lee
Arbitrator(s): John Daly
Hearing Site: New York, NY
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