14-02529 | 02/23/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Gary Torrey Respondent Lawyers(s): Gary Torrey Arbitrator(s): William M. Koziol Hearing Site: Chicago, IL
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15-02359 | 02/08/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Kenneth M Murray Respondent(s): Michael Marceda Respondent Lawyers(s): Michael Rocco Marceda Arbitrator(s): Anna Lascar Hearing Site: New York, NY
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15-00233 | 01/22/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): John Gannon Respondent Lawyers(s): John F. Gannon Arbitrator(s): Lester Friedman Hearing Site: San Francisco, CA
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13-01697 | 01/15/2016 | Claimant(s): Jean Marie Hart, Michael Hearn, Genesse Capital Advisors Claimant Lawyers(s): John E. MacDonald Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): David S. Billet, Patrick M. Markey, Peter A.P. Dunlop Hearing Site: Syracuse, NY
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13-03059 | 01/15/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Michael Hearn Respondent Lawyers(s): John E. MacDonald Arbitrator(s): Hearing Site: Syracuse, NY
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14-02221 | 01/13/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jose Rojas Respondent(s): Daniel Curkan Respondent Lawyers(s): Daniel H. Curkan Arbitrator(s): William S. Glickfield, Donald K. Runkle, Whilden Sessions Parker Hearing Site: Tampa, FL
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15-00851 | 12/31/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan Berg Respondent(s): Jeffrey Rehling Respondent Lawyers(s): Jeffrey Allen Rehling Arbitrator(s): Lester Friedman Hearing Site: San Francisco, CA
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15-01972 | 12/31/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Alan S. Brodherson Respondent(s): William Siegel Respondent Lawyers(s): William V. Siegel Arbitrator(s): S. Charles Tabak Hearing Site: New York, NY
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13-03119 | 11/19/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Lynne C. Hermle, Trish M. Higgins Respondent(s): Carrie Riley Respondent Lawyers(s): Stephen S. Smith Arbitrator(s): Steven Gourley Hearing Site: Los Angeles, CA
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14-00028 | 10/09/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): Steve Sung Respondent Lawyers(s): Leonard Steiner Arbitrator(s): Howard A. Emirhanian, A. Joel Klein, Michael M. Perrigue Hearing Site: Los Angeles, CA
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