| 21-02584 | 03/03/2023 | Claimant(s): Jefferson Drada
Claimant Lawyers(s): Julius Adams
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Trenten P. Bausch
Arbitrator(s): Roger C. Benson, Maurice M. Feller, Linda Louise Fagen-Persante
Hearing Site: Tampa, FL
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| 21-01848 | 04/08/2022 | Claimant(s): Michael Escobar
Claimant Lawyers(s): James P. Galvin
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Trenten P. Bausch
Arbitrator(s): Kurt L. Smith, Robert J. Gregory, Jay M. Vogelson
Hearing Site: Dallas, TX
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| 20-02638 | 05/10/2021 | Claimant(s): Gerald Monahan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Trenten P. Bausch
Arbitrator(s): John R. Loss
Hearing Site: Omaha, NE
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| 20-02393 | 03/11/2021 | Claimant(s): Brian Drolet
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Trenten P. Bausch
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
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| 18-02285 | 10/23/2019 | Claimant(s): John Juergens
Claimant Lawyers(s): Michael A. Zamat
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Patrick B. Griffin
Arbitrator(s): Elizabeth Gilbert, Peter E. Gillespie, Michael Andrew Rollin
Hearing Site: New York, NY
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| 18-02220 | 09/09/2019 | Claimant(s): Carol Chiarito
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Patrick B. Griffin
Arbitrator(s): Ronald G. Guida, Richard Djokic, Michael Eugene Ford
Hearing Site: Denver, CO
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| 14-00988 | 11/16/2017 | Claimant(s): Mutual Of Omaha Investor Services.
Claimant Lawyers(s): Patrick B. Griffin
Respondent(s): Kevin Pearce
Respondent Lawyers(s): Rodney K. Vincent
Arbitrator(s): James C. Morrow, William H. O'Donnell, Dennis Shrewsbury
Hearing Site: Omaha, NE
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| 15-02956 | 12/28/2016 | Claimant(s): Royce Potts
Claimant Lawyers(s): Royce H. Potts
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Alison M. Gutierrez
Arbitrator(s): Mary Ellen Burns, Annamaria Boccia Smith, Mariane A. Liebowitz
Hearing Site: New York, NY
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| 14-02943 | 08/06/2015 | Claimant(s): Mutual Of Omaha Investor Services.
Claimant Lawyers(s): Patrick B. Griffin
Respondent(s): Rodney Cochran
Respondent Lawyers(s): Rodney C. Cochran
Arbitrator(s): Philip I. McConnell, Robert J. Gregory, Beverly Jo McKemie
Hearing Site: Dallas, TX
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