| 21-00196 | 08/24/2021 | Claimant(s): Eric Rocks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): R. Samuel Gilley
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
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| 20-00111 | 07/27/2021 | Claimant(s): Zbigniew Wojewnik
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Samantha Tesser Haimo
Arbitrator(s): Ray J. Grzebielski, Michael F. Jordan, Michael S. Gregory
Hearing Site: Chicago, IL
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| 20-00052 | 09/28/2020 | Claimant(s): Bradley Armstrong
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
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| 20-00731 | 09/09/2020 | Claimant(s): Philip Cole
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NSA Securities Corporation
Respondent Lawyers(s): Dirk C. Salberg
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
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| 17-01139 | 11/12/2019 | Claimant(s): Denise Kappel
Claimant Lawyers(s): Jack Samuel Tenenbaum
Respondent(s): Asher Wolmark, William Vellon, Kingsbury Capital Investment AdvisorsLLC, Kingsbury Capital Securities Inc, Kingsbury Capital., Kingsbury
Respondent Lawyers(s): Corporate Office, Nicholas P. Iavarone, William Vellon
Arbitrator(s): Ray J. Grzebielski, Thomas P. Valenti, Courtney Paige Delaney
Hearing Site: Chicago, IL
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| 18-02254 | 01/31/2019 | Claimant(s): Richard Babjak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): World Equity Group.
Respondent Lawyers(s): Christopher Cokinis
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
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| 18-02387 | 10/15/2018 | Claimant(s): Christopher Pfaff
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
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| 16-02843 | 03/20/2017 | Claimant(s): Bernard DelGiorno, Nicholas Lomaglio
Claimant Lawyers(s): William Preston Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
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| 16-02906 | 01/31/2017 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher Manuel Rodriguez
Respondent(s): Patrick Phillips
Respondent Lawyers(s): Patrick Jermaine Phillips
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
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| 15-02478 | 11/18/2016 | Claimant(s): Craig Urban
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Anna Wermuth
Arbitrator(s): Ray J. Grzebielski, Sal Presti, David J. Dahl
Hearing Site: Chicago, IL
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