FINRA Awards for Robert J. Gregory

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Displaying 11-18 out of 18 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03042	04/09/2021	Claimant(s): David Golson Claimant Lawyers(s): Sarah K. Yates Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Robert J. Gregory Hearing Site: Birmingham, AL
20-02393	03/11/2021	Claimant(s): Brian Drolet Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mutual Of Omaha Investor Services. Respondent Lawyers(s): Trenten P. Bausch Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX
20-02409	03/08/2021	Claimant(s): Dodee Crockett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX
19-01419	12/06/2019	Claimant(s): Michael Rodriguez Claimant Lawyers(s): Rogge Dunn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah Yates Arbitrator(s): Raymond C. Kerr, Robert J. Gregory, Colleen Margaret Baker Hearing Site: Oklahoma City, OK
17-03085	08/08/2018	Claimant(s): Larry Milton Claimant Lawyers(s): Michael Bessette Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX
17-02749	07/05/2018	Claimant(s): John Ledford Claimant Lawyers(s): Steven J. Berry Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathryn Perreault Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX
17-01226	04/09/2018	Claimant(s): Jeremy Walker Claimant Lawyers(s): Brian D. Esenwein Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Danya W. Blair Arbitrator(s): Kenneth R. Hanks, G. Maynard Green, Robert J. Gregory Hearing Site: Dallas, TX
14-02943	08/06/2015	Claimant(s): Mutual Of Omaha Investor Services. Claimant Lawyers(s): Patrick B. Griffin Respondent(s): Rodney Cochran Respondent Lawyers(s): Rodney C. Cochran Arbitrator(s): Philip I. McConnell, Robert J. Gregory, Beverly Jo McKemie Hearing Site: Dallas, TX