FINRA Awards for Baltimore, MD

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 61-70 out of 129 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01410	01/24/2018	Claimant(s): Kari March Claimant Lawyers(s): Dana Sirkis Gloor Respondent(s): Coastal Equities. Respondent Lawyers(s): Frank Skinner Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
17-00936	11/30/2017	Claimant(s): John Tompkins Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Joseph J. Dougherty Hearing Site: Baltimore, MD
17-00447	11/15/2017	Claimant(s): Brett Clifford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
17-01260	10/31/2017	Claimant(s): Charles Fuller Claimant Lawyers(s): Charles Daniel Fuller Respondent(s): T. Rowe Price Investment Services. Respondent Lawyers(s): Daniel J. Donovan Arbitrator(s): Joseph J. Dougherty Hearing Site: Baltimore, MD
16-03667	09/27/2017	Claimant(s): Laimutis Prascus Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Midamerica Financial Services. Respondent Lawyers(s): Bruce Deemer Arbitrator(s): Steven T. Stern Hearing Site: Baltimore, MD
17-00446	09/14/2017	Claimant(s): Theodore Waters Iii Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): William J. Hirsch Hearing Site: Baltimore, MD
15-00543	09/13/2017	Claimant(s): Gary Padussis Claimant Lawyers(s): Edward P. McDermott Respondent(s): Richard Horn Respondent Lawyers(s): Margaret L. Watson Arbitrator(s): David Paul Clark, Steven Irving Platt, Jonathan David Rogers Hearing Site: Baltimore, MD
16-00678	08/25/2017	Claimant(s): Becky Lynch Claimant Lawyers(s): David B. Cosgrove Respondent(s): Raymond James Financial Services., Raymond James Financial Services Advisor Respondent Lawyers(s): Carole G. Miller Arbitrator(s): David Paul Clark, John David Morgan, Bruce Burr McElvein Hearing Site: Baltimore, MD
17-00865	08/17/2017	Claimant(s): Howard Mirvis Claimant Lawyers(s): Dana Sirkis Gloor Respondent(s): Legg Mason Investor Services Respondent Lawyers(s): Gretchen Klebasko Arbitrator(s): Vicky L. Orem Hearing Site: Baltimore, MD
16-02819	01/26/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): J. Burke McCormick Respondent(s): Patrick Moriarty Respondent Lawyers(s): Patrick Joseph Moriarty Arbitrator(s): Tina E. Patterson Hearing Site: Baltimore, MD