FINRA Awards for Patrick J. Mulligan

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Displaying 11-20 out of 29 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02322	03/19/2021	Claimant(s): Jon Lowther Claimant Lawyers(s): Jonathan Schwartz Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL
20-02493	03/15/2021	Claimant(s): Christopher Ficara Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Morris S. Getzels Hearing Site: San Diego, CA
19-00339	02/25/2021	Claimant(s): Michelle Marquez Claimant Lawyers(s): Philip M. Aidikoff Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
20-02456	02/17/2021	Claimant(s): Steven Quinly Claimant Lawyers(s): Robert L Gonser Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA
20-01465	01/28/2021	Claimant(s): Brian Addington Claimant Lawyers(s): Brian Luther Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): John J. Flynn Hearing Site: San Francisco, CA
20-02207	01/26/2021	Claimant(s): Phillips Huffman Claimant Lawyers(s): Ryan S. Lean Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Thomas E Shuck Hearing Site: Los Angeles, CA
20-01589	12/11/2020	Claimant(s): Lorena Moudi Claimant Lawyers(s): Robert L Gonser Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA
19-03707	11/12/2020	Claimant(s): Stan Leavitt Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA
19-03113	10/07/2020	Claimant(s): Matthew Yonally Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA
20-00120	08/20/2020	Claimant(s): Terance Power Claimant Lawyers(s): Benjamin Winograd Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA