| 13-03449 | 12/17/2015 | Claimant(s): Richard Divenuto
Claimant Lawyers(s): James E. Heavey
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Edward S. Bradley, David S. Billet, Clifford Matthew Olson
Hearing Site: New York, NY
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| 13-02550 | 08/11/2014 | Claimant(s): Michael Schwartz
Claimant Lawyers(s): Michael Gerald Schwartz
Respondent(s): Kerry Dukes, Ardour Capital Investments
Respondent Lawyers(s): Kerry J. Dukes
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
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| 12-01091 | 07/23/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan Marmion Christensen
Respondent(s): Joseph Perticone
Respondent Lawyers(s): Stephen Seeger
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
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| 09-04558 | 12/13/2012 | Claimant(s): LH Ross & Company.
Claimant Lawyers(s): Mark A. Berman
Respondent(s): Andrew Holtmeyer, Edward Goetz
Respondent Lawyers(s): Andrew Walter Holtmeyer, Edward William Goetz
Arbitrator(s): Michael T. Curley, David S. Billet, William G. Binckes
Hearing Site: New York, NY
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| 10-03704 | 11/23/2011 | Claimant(s): Newedge USA
Claimant Lawyers(s): Perry M. Amsellem
Respondent(s): Patrick Knoell
Respondent Lawyers(s): Joshua Parkhurst
Arbitrator(s): David S. Billet, Nancy S. Gerber, Marilyn J. Salzman
Hearing Site: New York, NY
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| 09-04307 | 03/17/2011 | Claimant(s): Michael Brennan
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Philip M. Mandel, David S. Billet, Irene C. Warshauer
Hearing Site: New York, NY
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| 09-04668 | 11/03/2010 | Claimant(s): Anthony Cronin, Dusan Nogulovic
Claimant Lawyers(s): James M. Griffin
Respondent(s): Dresdner Kleinwort Securities LLC
Respondent Lawyers(s): Diana Constantino Gomprecht
Arbitrator(s): Margaret M McQueeney, David S. Billet, Francis J. LaSalla
Hearing Site: New York, NY
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| 07-02662 | 05/29/2009 | Claimant(s): Murphy & Durieu
Claimant Lawyers(s): James M. Moriarty
Respondent(s): Cindy Dodeles, David Dodeles, J.P. Morgan Securities, Louis Cesario, RBC Capital Markets Corporation, Hamershlag, Dodeles & Co., Penson Financial Services.
Respondent Lawyers(s): Cindy Dodeles, David S. Richan, Gene L. Small, Ivan Dodeles, Joseph F. Keenan, Louis Cesario
Arbitrator(s): David S. Billet, Robert Pincus, Anthony J. Raimondi
Hearing Site: New York, NY
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| 07-03439 | 07/02/2008 | Claimant(s): James Kelly
Claimant Lawyers(s): Partha P. Chattoraj
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Dennis C. Cronin, David S. Billet, Madelon M. Rosenfeld
Hearing Site: New York, NY
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