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FINRA Awards for Peter Lindholm

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Displaying 11-20 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0003906/18/2024Claimant(s): Luca Laino
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
23-0285806/14/2024Claimant(s): Amy Duncan
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Moloney Securities Co..
Respondent Lawyers(s): Matthew D. Turner
Arbitrator(s): Adam Michael Porter
Hearing Site: Denver, CO
23-0285206/14/2024Claimant(s): Kevin Kingston
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Mutual Service Corporation, Valmark Securities.
Respondent Lawyers(s): David Freniere, Neil D. Petkovic
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
23-0286806/13/2024Claimant(s): Ankit Sahu
Claimant Lawyers(s): Peter Lindholm
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
23-0296006/03/2024Claimant(s): Eric Duncan
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Moloney Securities Co..
Respondent Lawyers(s): Matthew D. Turner
Arbitrator(s): Michael F. Jordan
Hearing Site: Denver, CO
23-0282305/24/2024Claimant(s): Michael Stewart
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
23-0287405/24/2024Claimant(s): Ronald Hoyle
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Grove Point Investments, J.W. Cole Financial.
Respondent Lawyers(s): Gregg J. Breitbart, Matt Winterhalter
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL
23-0287805/24/2024Claimant(s): Raymond Chera
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Capital One Investing
Respondent Lawyers(s): Ted A. Gehring
Arbitrator(s): Ira A. Auerbach
Hearing Site: New York, NY
23-0280705/20/2024Claimant(s): Nicholas Efthemis
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard W. Dissen
Hearing Site: Buffalo, NY
23-0138204/11/2024Claimant(s): Gregory Benner
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL

23 Results

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