FINRA Awards for Emily A. Hayes

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Displaying 41-50 out of 66 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-03037	08/18/2022	Claimant(s): Barbra Shaffer Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Kimberly A. Gilmour, Rosemarie Ann Jannuzzi, John S. Leech Hearing Site: Boca Raton, FL
22-00054	08/17/2022	Claimant(s): Robert Rotunno Claimant Lawyers(s): Christopher D. Warren Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Seth T. Taube, Evdokia Sofos, Ellyn S. Roth Hearing Site: New York, NY
21-02840	07/01/2022	Claimant(s): Stephen Barry Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Annamaria Boccia Smith, David Stein, Peter Whittingham Hearing Site: New York, NY
21-01889	03/21/2022	Claimant(s): Christopher Bond Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY
20-03154	09/28/2021	Claimant(s): Matthew Fleissner Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
20-03148	09/27/2021	Claimant(s): Michael Fasciglione Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation, Oppenheimer & Co.. Respondent Lawyers(s): Emily A. Hayes, Nicola Anne Murphy Arbitrator(s): Amy Jill Baranoff Hearing Site: New York, NY
20-03119	09/16/2021	Claimant(s): Michael Fasciglione Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation, First Montauk Securities Corp. Respondent Lawyers(s): Emily A. Hayes, Robert I. Rabinowitz Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY
20-03134	09/08/2021	Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
20-03146	08/23/2021	Claimant(s): Stuart Updegrove Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY
21-00220	08/06/2021	Claimant(s): Shaun Stein Claimant Lawyers(s): Brian Luther Respondent(s): National Securities Corporation, J.P. Turner & Company Respondent Lawyers(s): David Feldstein, Emily A. Hayes Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ