Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-00367 | 11/16/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Thomas Osborn Respondent Lawyers(s): Thomas Preston Osborn Arbitrator(s): Phillip Barry Wise, Allen D. Schwartz, Enrico A. Mazzoli Hearing Site: Louisville, KY | ||
| 09-03847 | 11/08/2011 | Claimant(s): Mark Lamkin Claimant Lawyers(s): Kenneth A. Bohnert Respondent(s): J.J.B. Hilliard, W.L. Lyons, PNC Brokerage Corp., PNC Investments LLC Respondent Lawyers(s): J. Curtis McCubbin, James J. Rabenstine, Thomas J. Momjian Arbitrator(s): Bill Swinford, Anthony G. Belak, Jarrett Andrew Jacobs Hearing Site: Louisville, KY | ||
| 11-01854 | 10/11/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Todd Ratner Respondent(s): David Neison Respondent Lawyers(s): David C. Neison Arbitrator(s): Tim V. Young Hearing Site: Louisville, KY | ||
| 10-02159 | 06/16/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): John Ohara Respondent Lawyers(s): John Jerome Ohara Arbitrator(s): Jeffrey W. Finke Hearing Site: Louisville, KY | ||
| 10-03757 | 06/06/2011 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Shea O'Brien Hicks Respondent(s): John Hopkins Respondent Lawyers(s): John Hagler Hopkins Arbitrator(s): Donald W. Cohen Hearing Site: Louisville, KY | ||
| 10-01253 | 03/21/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Lauren R. Fox Respondent(s): Brian Dabney Respondent Lawyers(s): Brian W. Dabney Arbitrator(s): R. Phillip Reed Hearing Site: Louisville, KY | ||
| 10-02212 | 11/03/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Lauren R. Fox Respondent(s): Christian Erickson Respondent Lawyers(s): Christian E. Erickson Arbitrator(s): Frederick Michael Switzer Hearing Site: Louisville, KY | ||
| 10-02707 | 10/29/2010 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Edward C Nowak Respondent(s): Junius Beaver Respondent Lawyers(s): Junius Verne Beaver Arbitrator(s): Kevin R. McDermott Hearing Site: Louisville, KY | ||
| 10-01986 | 10/21/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Ronald Brown Respondent Lawyers(s): Ronald Lucas Brown Arbitrator(s): Irving A. Chesler Hearing Site: Louisville, KY | ||
| 09-04748 | 08/27/2010 | Claimant(s): James Riley Claimant Lawyers(s): James P. McCrocklin Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Russell S. Sayre Arbitrator(s): Leah A. Murray Hearing Site: Louisville, KY |