| 16-02548 | 05/22/2017 | Claimant(s): Annica Ramirez, Jose Castillo
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, UBS Trust Company of Puerto Rico
Respondent Lawyers(s): Hector L. Martinez-Valldejuli, Peter J. Mcdonald, Roberto C. Quinones
Arbitrator(s): Antoinette M. Romano
Hearing Site: San Juan, PR
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| 15-00845 | 06/24/2016 | Claimant(s): Jean Hernandez-Rosales
Claimant Lawyers(s): Anibal Escanellas-Rivera
Respondent(s): Santander Securities Corporation, Santander Securities LLC
Respondent Lawyers(s): Carlos George, Cristina S. Tamayo Perez
Arbitrator(s): Donald Theodore Ryce, Jaime Rosario, Hector R. Diaz-Olmo
Hearing Site: San Juan, PR
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| 15-01662 | 03/18/2016 | Claimant(s): Tommy Ayala-Rivera
Claimant Lawyers(s): Tommy Ayala-Rivera
Respondent(s): AXA Advisors
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): Bernard A. Becker
Hearing Site: San Juan, PR
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| 15-01948 | 02/01/2016 | Claimant(s): Carlos Miranda
Claimant Lawyers(s): Carlos J Miranda-Monroig
Respondent(s): Fairbridge Capital Markets
Respondent Lawyers(s): Eduardo Prado
Arbitrator(s): Randy R. Freedman
Hearing Site: San Juan, PR
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| 14-01578 | 11/24/2015 | Claimant(s): Santander Securities LLC
Claimant Lawyers(s): Carlos George
Respondent(s): David Garcia Cirilo
Respondent Lawyers(s): Enrique Figueroa
Arbitrator(s): Randy R. Freedman, Jeffrey R. Roth, Roberto Olson Cortes
Hearing Site: San Juan, PR
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| 14-02621 | 11/20/2015 | Claimant(s): Santander Securities Corporation
Claimant Lawyers(s): Jorge I. Peirats
Respondent(s): Lourdes Casellas Castillo, Rafael Gonzalez, Gonzalez & Castillo Conjugal Partnership
Respondent Lawyers(s): Carlos Bobonis Gonzalez, Enrique G. Figueroa Llinas
Arbitrator(s): Steven R. Reininger, Harry Dressler, Luz Cenit Deliz-Cruz
Hearing Site: San Juan, PR
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| 15-00168 | 08/24/2015 | Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Popular Securities
Respondent Lawyers(s): Nathan Lamb
Arbitrator(s): Gerald Silverman, Yarie Socorro Comas, Magda M. Fernandez Torres
Hearing Site: San Juan, PR
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| 13-03496 | 03/02/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Gustavo Mattei Zapata
Respondent Lawyers(s): Gustavo Miguel Mattei Zapata
Arbitrator(s): Seth L. Finkel, Guillermo A. Gleizer, Howard B. Scherer
Hearing Site: San Juan, PR
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| 12-03497 | 02/09/2015 | Claimant(s): Oriental Financial Services Corp.
Claimant Lawyers(s): Cassandra Voltaggio
Respondent(s): Jorge Maldonado
Respondent Lawyers(s): Eugenio C. Romero
Arbitrator(s): Nancy J. Cliff, Alberto G. Estrella, Rex D.K. Seymour
Hearing Site: San Juan, PR
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| 12-03286 | 06/11/2014 | Claimant(s): Federico Hernandez
Claimant Lawyers(s): Harold D. Vicente
Respondent(s): UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Peter G. Neiman
Arbitrator(s): Nancy J. Cliff, Gerald Silverman, John H. Claudy
Hearing Site: San Juan, PR
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