FINRA Awards for New England Securities Corporation

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 11 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02684	06/17/2024	Claimant(s): Jacob Solomon Claimant Lawyers(s): Alex Padla Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): William A. Rome, John Michael Bergin, David Stein Hearing Site: New York, NY
23-01203	03/13/2024	Claimant(s): Martin Weiss Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Steven Mark Bell Hearing Site: Des Moines, IA
23-00598	09/26/2023	Claimant(s): Aaron Gordon Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Walter Steven Schwartz, Jason Robinson, John F Mencer Hearing Site: Phoenix, AZ
21-02075	06/26/2023	Claimant(s): Bernard Audet Claimant Lawyers(s): Matthew R. Major Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Alan M. Schankel, John James McGovern, Robin L. Lewis Hearing Site: Philadelphia, PA
21-02771	05/24/2022	Claimant(s): Jeremiah Butout Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): David S. Eisenberg Hearing Site: Phoenix, AZ
21-00559	10/20/2021	Claimant(s): William Bell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Gayle B. Carlson Hearing Site: Memphis, TN
20-02977	07/16/2021	Claimant(s): Joseph Silvestri Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ
20-01557	03/15/2021	Claimant(s): John Canada Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Maxel (Bud) B Silverberg Hearing Site: Dallas, TX
20-02745	03/12/2021	Claimant(s): Bryan Cogliano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA
20-01559	11/24/2020	Claimant(s): John Canada Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Joseph Neal Richardson Hearing Site: Dallas, TX