18-00344 | 08/28/2018 | Claimant(s): Ralph Linzmeier Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Patrick S. Christensen Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA
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18-00316 | 07/25/2018 | Claimant(s): Jaye Oppedahl Claimant Lawyers(s): Jaye Clifford Oppedahl Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): David J. Anderson, Mark S. Priver, Kenneth Charles Vislocky Hearing Site: Los Angeles, CA
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18-00773 | 07/10/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Timothy N. Will Respondent(s): Andrew Martino Respondent Lawyers(s): Andrew J. Martino Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA
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17-02891 | 01/29/2018 | Claimant(s): Dan Gallagher Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA
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16-02726 | 10/13/2017 | Claimant(s): UBS Financial Services Inc., Mark Fasano Claimant Lawyers(s): Michael T. West Respondent(s): Alex Lindig, Andrew Heringman, Elena Macedonio, Garrett Donahue, Silvia Donahue, Andu Ltd/Lindig Holding, Andu Ltd/Pungus Donahue Holding, Andu Ltd/Pungus Macedonio Holding, Andu Ltd/Pungus/Garrett Donahue Holdi, Andu Ltd/Pungus/Lindig Grandchildren, Andu Ltd.LP/Macedonio Holding, G.P. Pungus, GP Pungus Lindig Account, GP Pungus/General Separate Account, GP Pungus, Ltd., GP Pungus/Donahue Account, GP Pungus/Macedonio Account, GP Pungus/LP Lindig Grandchildren's, Mace Enterprises, Sunwet Enterprises., et al Respondent Lawyers(s): Jonathan W. Evans Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA
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16-00039 | 08/18/2017 | Claimant(s): Joseph Focil Claimant Lawyers(s): Augusto Focil Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Timothy N. Will Arbitrator(s): David J. Anderson, Mario H. Metzger, Michael R. Diliberto Hearing Site: Los Angeles, CA
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16-03327 | 07/14/2017 | Claimant(s): Morgan Stanley, Morgan Stanley SB FA Notes Holdings LLC Claimant Lawyers(s): Timothy N. Will Respondent(s): Michael McGraw Respondent Lawyers(s): Michael James McGraw Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA
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16-03111 | 06/12/2017 | Claimant(s): Richard Bertain Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co., UBS Financial Services Inc. Respondent Lawyers(s): Bryce Cullinane, Lesley V. Tepper Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA
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16-00340 | 12/30/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy Will Respondent(s): Andrew Goodman Respondent Lawyers(s): Andrew Goodman Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA
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14-01406 | 01/15/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Kevin Monaco Respondent Lawyers(s): Kevin Michael Monaco Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA
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