| 17-00333 | 11/13/2017 | Claimant(s): Anthony Dye
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Lita S Menkin, Royce Alan Burns, Gary J. Leshaw
Hearing Site: Atlanta, GA
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| 12-03700 | 12/22/2014 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): James R. McGuone, Royce Alan Burns, Charles E. White
Hearing Site: Atlanta, GA
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| 12-01441 | 08/30/2013 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Royce Alan Burns, Peggy Lewis Kennedy, Floyd W. McRae
Hearing Site: Atlanta, GA
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| 09-03535 | 08/09/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): John Martfeld
Respondent Lawyers(s): D. Westbrook Doss,
Arbitrator(s): Royce Alan Burns, Donna J. Young, David T. Maddux
Hearing Site: Little Rock, AR
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| 09-03398 | 07/06/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Donald Paul
Respondent Lawyers(s): D. Westbrook Doss
Arbitrator(s): James Stephen Jones, Donald R. Winton, Royce Alan Burns
Hearing Site: Little Rock, AR
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| 09-01574 | 10/02/2009 | Claimant(s): Bryant North
Claimant Lawyers(s): Bryant Charles North
Respondent(s): Alan Parker
Respondent Lawyers(s): Alan R. Parker
Arbitrator(s): George S. Willingham, Daniel H. Kolber, Royce Alan Burns
Hearing Site: Atlanta, GA
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| 07-01250 | 12/28/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Joseph Kenna
Respondent Lawyers(s): J. Pat Sadler
Arbitrator(s): Royce Alan Burns, Patrick L. Bellantoni, Arthur Thomas Stephenson
Hearing Site: Atlanta, GA
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