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FINRA Awards for David A. Schuler

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Displaying 21-30 out of 51 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0032910/27/2022Claimant(s): Bobby James
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Momentum Independent Network
Respondent Lawyers(s): Edward Zusman
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
21-0250307/07/2022Claimant(s): Timothy Carlin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): David A. Schuler
Hearing Site: Kansas City, MO
22-0067906/09/2022Claimant(s): Andrew Oconnell, Brant Ferguson, Cory Durham
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
20-0038405/31/2022Claimant(s): Paul Rankin
Claimant Lawyers(s): W. Lee Gresham
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): David A. Schuler, Edward David Sonnier, Nadine Michele Ramsey
Hearing Site: New Orleans, LA
21-0164904/12/2022Claimant(s): John Reagan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
20-0324303/10/2022Claimant(s): Shaun Hayes
Claimant Lawyers(s): William M. Dailey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
21-0148002/25/2022Claimant(s): James Kennedy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VSR Financial Services., Dominion Capital Corporation
Respondent Lawyers(s): David Feldstein, Douglas W. Powell
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
21-0248101/13/2022Claimant(s): Charles Carson
Claimant Lawyers(s): William Preston Martin
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Bill Port
Arbitrator(s): David A. Schuler
Hearing Site: Birmingham, AL
20-0350906/21/2021Claimant(s): Shane Smith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Transamerica Capital.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
20-0292706/03/2021Claimant(s): Russell Boaz
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX

51 Results

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