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FINRA Awards for John Stewart

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0153612/07/2018Claimant(s): Robert Gilman
Claimant Lawyers(s): John Stewart
Respondent(s): Morgan Stanley & Co. LLC
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
18-0123409/24/2018Claimant(s): Anthony Domino
Claimant Lawyers(s): John Stewart
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Stephen H. Broer
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
17-0241403/02/2018Claimant(s): Barry Rubin
Claimant Lawyers(s): John Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
17-0047210/31/2017Claimant(s): David Bass
Claimant Lawyers(s): John Stewart
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kimberly Gustafson
Arbitrator(s): David G. Pittinos, Alvin Abraham Simon, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
15-0210010/20/2017Claimant(s): Folashade Ojediran
Claimant Lawyers(s): Folashade Ojediran
Respondent(s): Edward Rivadeneira, TD Ameritrade.
Respondent Lawyers(s): John Stewart
Arbitrator(s): Elizabeth Gilbert, Howard J. Stiefel, Louis P. Wagman
Hearing Site: New York, NY

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