FINRA Awards for Thomas M. Campbell

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-00438	01/29/2020	Claimant(s): Elizabeth Foley, Erik Brenner Claimant Lawyers(s): Thomas M. Campbell Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): John T. Sullivan Arbitrator(s): Patrick R. Sughroue, Ann Wilhelmina Kuppe, Sandra Franklin Hearing Site: Detroit, MI
14-01452	03/30/2015	Claimant(s): Saundra Armstrong Claimant Lawyers(s): Thomas M. Campbell Respondent(s): Robert Colangelo, Brookview Capital LLC Respondent Lawyers(s): Howard Schragin Arbitrator(s): Christine Moore, Antonio Concepcion, Kevin P. Feerick Hearing Site: New York, NY
09-01969	02/08/2011	Claimant(s): Wachovia Securities Claimant Lawyers(s): Cliff G. Anderson Respondent(s): Christian Quege Respondent Lawyers(s): Thomas M. Campbell Arbitrator(s): David L. Binhak, Jeffrey G. Sommers, Madelyn A. Levy Hearing Site: New York, NY
09-00740	05/19/2010	Claimant(s): Royal Alliance Associates. Claimant Lawyers(s): Thomas M. Campbell Respondent(s): Charles Stevens, Darin Stevens Respondent Lawyers(s): Brody W. Weichbrodt Arbitrator(s): A. Keith Logue, Fredrick T.W. Reed, Robert A. Dean Hearing Site: Atlanta, GA