| 19-00199 | 07/07/2022 | Claimant(s): Pearl Michaels
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Henley & Company LLC, Henley & Company Wealth Management LLC
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): Vincent C. Pangia, Edward F. Zagajeski, Gary Stuart Alpert
Hearing Site: New York, NY
|  | $0 |
| 11-01925 | 06/29/2012 | Claimant(s): Lynda Moecker, Morgan Hall Wilson Trust
Claimant Lawyers(s): George Royster
Respondent(s): Royal Alliance Associates., Morton Potoff, MJP Associates.
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): Bennett A. Hall, Edward Allison Downe, John Charles Kovarik
Hearing Site: Hartford, CT
| | $130,090 |
| 10-02592 | 09/27/2011 | Claimant(s): June Shore, June F. Shore IRA FBO June F. Shore, The June F. Shore Living Trust
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Gary Gardner, Life Wealth Advisors.
Respondent Lawyers(s): Alan W. Sparer, Kevin H. Lewis
Arbitrator(s): William Ziering, Thomas C. McNally, John B. Weingart
Hearing Site: San Francisco, CA
| | Stipulated Award |
| 08-02018 | 04/16/2009 | Claimant(s): Holly Angell Hardman, Trustee
Claimant Lawyers(s): Ari J. Hoffman
Respondent(s): Arthur Grossbard, Royal Alliance Associates.
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): June Y. Kilmarx, Howard M. Miller, Peter Svorinic
Hearing Site: Boston, MA
| | $0 |
