FINRA Awards for Michael A. Orticelle

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00162	09/07/2023	Claimant(s): Joseph Ferron Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): FFP Securities., Veravest Investments. Respondent Lawyers(s): Donna Lawson, Mark H. Stepakoff Arbitrator(s): Lewis S. Kurlantzick, Michael A. Orticelle, John Thomas Shaban Hearing Site: Hartford, CT
20-02093	04/18/2023	Claimant(s): Jeremy Seidman, Jose Rodriguez-Villalobos, Mitchell Riesenberger, Simon Clarke Claimant Lawyers(s): Barry R. Lax Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): David S. Pegno Arbitrator(s): Michael A. Orticelle, John R. Snyder, Merriann Panarella Hearing Site: Boston, MA
10-04361	05/25/2012	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Holdings, LL Claimant Lawyers(s): Joe Gehring Respondent(s): Wells Fargo Advisors, Douglas Carnahan, Lawrence King, Sandra Butler Respondent Lawyers(s): James E. Heavey, Joe Gehring, Scott C. Paton Arbitrator(s): Edward Baer, Roland M. Cavalier, Michael A. Orticelle Hearing Site: Albany, NY
10-05492	02/29/2012	Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): David Mikula, Morgan Stanley Respondent Lawyers(s): James L. Sonneborn, Phillip J. Campisi Arbitrator(s): Suzanne E. Reynolds-Brady, Robert S. Getman, Michael A. Orticelle Hearing Site: Albany, NY