FINRA Awards for Michael A. Orticelle

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-01555	02/09/2024	Claimant(s): The Amvona Fund Claimant Lawyers(s): Ian J. McLoughlin Respondent(s): Christopher Pento, Joseph Vencil, Clear Street Respondent Lawyers(s): Gayle R. Klein Arbitrator(s): James E. Kleinbaum, Catherine Stewart, Michael A. Orticelle Hearing Site: Albany, NY		$0
21-01384	05/10/2023	Claimant(s): Joseph Caldwell Claimant Lawyers(s): Joseph D. Caldwell Respondent(s): Anjani Prabhu, Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Michael A. Orticelle Hearing Site: Syracuse, NY		Expungement
20-02177	11/30/2021	Claimant(s): Kim Reynolds Claimant Lawyers(s): Kim Reynolds Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): William A. Barrett, William Norton, Michael A. Orticelle Hearing Site: Augusta, ME		$0
17-02152	10/17/2018	Claimant(s): Antonia Barone Claimant Lawyers(s): Joanne A Schultz Respondent(s): James Haskins, Commonwealth Financial Network Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Michael A. Orticelle, Steven C. Kempisty, L. Paul Kehoe Hearing Site: Buffalo, NY		$0