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FINRA Awards for Spartan Capital Securities

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Displaying 21-26 out of 26 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0246012/20/2018Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Kim M Monchik
Respondent(s): Joseph Todaro
Respondent Lawyers(s): Joseph Paul Todaro
Arbitrator(s): John D. Nagy
Hearing Site: New York, NY
15-0140703/09/2016Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Melissa Curvino
Respondent(s): Lawrence Lowe
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
15-0071810/08/2015Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Francis M. Curran
Respondent(s): Jeff Snyder
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Ronald J. Colombo
Hearing Site: New York, NY
14-0117508/25/2014Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Yvonne Owens
Respondent(s): Jason Diaz, Khaled Nasseri, Phillip Pistilli
Respondent Lawyers(s): Jason Robert Diaz, Khaled H. Nasseri, Phillip Eugene Pistilli
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
13-0203202/19/2014Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Francis M. Curran
Respondent(s): Matthew Critelli
Respondent Lawyers(s): Matthew Thomas Critelli
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
12-0273201/31/2013Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Francis M. Curran
Respondent(s): Nathan Gainer
Respondent Lawyers(s): Nathan Edward Gainer
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY

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