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FINRA Awards for Raymond

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Displaying 121-128 out of 128 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0202709/30/2009Claimant(s): Midsouth Capital.
Claimant Lawyers(s): Samuel T. Brannan
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Perry Lee Taylor, Victor L. Hayslip, Bernard Leroy Lynch
Hearing Site: Atlanta, GA
08-0045008/28/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Robert Lobel
Respondent Lawyers(s): David R. Hagen
Arbitrator(s): Philip W. Burge, Blaine Smith, Christine A. Page
Hearing Site: Los Angeles, CA
08-0158206/26/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Robert M. Rudnicki
Respondent(s): Joe King, Walter Woodrick
Respondent Lawyers(s): Frederick S. Schrils, Paul W. Thomas
Arbitrator(s): George A. Sellnau, Mark A. Myers, Rene Guas
Hearing Site: New Orleans, LA
08-0413904/22/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Tracy Clifford
Respondent Lawyers(s): Tracy L. Clifford
Arbitrator(s): Alison Hardage
Hearing Site: Tampa, FL
07-0338910/22/2008Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): David Riggleman
Respondent Lawyers(s): David W. Riggleman
Arbitrator(s): Willis E. Adams, Martin Salzman, Robert Kevin O'Mara
Hearing Site: Tampa, FL
08-0027207/21/2008Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): John Nysather
Respondent Lawyers(s): John Nysather
Arbitrator(s): A. Brad Busscher
Hearing Site: Chicago, IL
07-0169105/20/2008Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Dominic Lombardo
Respondent Lawyers(s): Dominic P. Lombardo
Arbitrator(s): Jay K. Buck
Hearing Site: Indianapolis, IN
05-0456802/06/2008Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Shepherd D. Tate
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Eric Seiler
Arbitrator(s): Beverly S. Gordon, Russell W. Merriman, Marshal H. Emerson
Hearing Site: Tampa, FL

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