Potomac Analytics' Logo

FINRA Awards for Raymond

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 101-110 out of 128 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0252109/10/2012Claimant(s): Lonnie Evans
Claimant Lawyers(s): David E. Dunham
Respondent(s): Raymond, James & Associates., Richard Funk, Teresa Finney
Respondent Lawyers(s): Scott D. Ellis
Arbitrator(s): Gary D. Danna, Susan Meek, Jeffrey R. Jury
Hearing Site: Houston, TX
11-0314208/15/2012Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Kelly Carney
Respondent Lawyers(s): Richard S. Wayne
Arbitrator(s): Charles D. Underwood
Hearing Site: Cincinnati, OH
10-0552301/31/2012Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Angelo Carlone
Respondent Lawyers(s): Andrew W. Krevolin
Arbitrator(s): Steven R. Rolnick, Harry N. Mazadoorian, James J. Gadarowski
Hearing Site: Hartford, CT
11-0033401/05/2012Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Anthony Agbay
Respondent Lawyers(s): John A. Hubbard
Arbitrator(s): Benjamin A. Kerner, John P. Gouttiere, Patrick A. Guentner
Hearing Site: Detroit, MI
10-0560711/07/2011Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Matthew McGrath
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): Richard Charles Hotvedt
Hearing Site: Boca Raton, FL
11-0149510/19/2011Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Donald Glover
Respondent Lawyers(s): Donald Lee Glover
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
10-0228409/06/2011Claimant(s): Mitchell Asch
Claimant Lawyers(s): Mitchell Lawrence Asch
Respondent(s): Raymond, James & Associates., Peter Delahunt
Respondent Lawyers(s): Ann M. Hensler
Arbitrator(s): Harvey Barrison, James S. Hazard, Susan Mills Richmond
Hearing Site: New York, NY
11-0051405/26/2011Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Robert Garff
Respondent Lawyers(s): Robert Niel Garff
Arbitrator(s): Nancy Hutt
Hearing Site: San Francisco, CA
09-0599405/23/2011Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Willard White
Respondent Lawyers(s): J. Randle Henderson
Arbitrator(s): Charles T. Dix, William E. Hartsfield, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
10-0305405/23/2011Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Jonathan Valk
Respondent Lawyers(s): Steven M. Frederick
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY

128 Results

Display: