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FINRA Awards for Simon M. Levy

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Displaying 10 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0287406/09/2022Claimant(s): Emmanuel DeSousa
Claimant Lawyers(s): Howard E King
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Helen Marinak Blohm, Robert E. Thompson, Robert Sachs Mandelson
Hearing Site: San Francisco, CA
19-0161905/26/2022Claimant(s): Daniella Rand
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
20-0281008/09/2021Claimant(s): Brannan Vaughan
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
20-0148006/22/2021Claimant(s): Joanna Moran
Claimant Lawyers(s): Christina Vourakis
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
20-0305105/25/2021Claimant(s): Christopher Carolan
Claimant Lawyers(s): Robert L Gonser
Respondent(s): Morgan Stanley & Co., A. G. Edwards & Sons.
Respondent Lawyers(s): Geoff Beckham, Simon M. Levy
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
20-0268004/29/2021Claimant(s): Max Sanel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Erik R. Siering
Hearing Site: Phoenix, AZ
20-0197503/05/2021Claimant(s): Russell Abbott
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
20-0197402/09/2021Claimant(s): Russell Abbott
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
19-0365112/17/2020Claimant(s): Isidro Miramontes
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
19-0363211/17/2020Claimant(s): Isidro Miramontes
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Elliott Finkel
Hearing Site: Los Angeles, CA

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