| 18-04018 | 05/13/2019 | Claimant(s): Alyssa Rakovich
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
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| 17-02366 | 12/17/2018 | Claimant(s): Albert Oppedisano, James Cecchini
Claimant Lawyers(s): Jason S. Haselkorn, Jonathan Butler
Respondent(s): Lincoln Investment Planning LLC
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Gary M. Landau, Lonnie K. Martens, Ronald W. Weissman
Hearing Site: Boca Raton, FL
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| 18-02404 | 12/10/2018 | Claimant(s): Robert Jones
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Susan Provencher
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
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| 16-03723 | 08/16/2017 | Claimant(s): Ricardo Latta
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Kovack Securities Inc.
Respondent Lawyers(s): Amy Towle
Arbitrator(s): Howard N. Kahn, Gary M. Landau, David Rich
Hearing Site: Boca Raton, FL
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| 14-03740 | 10/13/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Jared Perez
Respondent(s): Reuven Blank
Respondent Lawyers(s): Reuven Blank
Arbitrator(s): Gary M. Landau, Barth Satuloff, Richard H. Schneider
Hearing Site: Boca Raton, FL
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| 13-02226 | 05/26/2016 | Claimant(s): Steven Sapirstein
Claimant Lawyers(s): Mark D. Gilwit
Respondent(s): Daniel Kraus, Raymond, James & Associates.
Respondent Lawyers(s): Dominique E. Heller
Arbitrator(s): Gary M. Landau, Herbert N. Ladenheim, Leon H. Tracy
Hearing Site: Boca Raton, FL
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| 13-02400 | 04/04/2014 | Claimant(s): James Joseph
Claimant Lawyers(s): James J. Joseph
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nisha Wright
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
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| 12-03580 | 03/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee
Respondent(s): Craig Norton, James Tidwell
Respondent Lawyers(s): Doug Hyman
Arbitrator(s): Gary M. Landau, Berthold T. Berkwich, Ellen J. Abrams
Hearing Site: Boca Raton, FL
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| 11-03929 | 03/04/2014 | Claimant(s): Andrew Miller
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Gerard Goerke, Gary M. Landau, Kathy N. Novick
Hearing Site: Ft. Lauderdale, FL
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| 13-01285 | 10/18/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Joseph Krauszer
Respondent Lawyers(s): Michael D. Kennedy
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
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