| 18-01228 | 11/02/2018 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Chase Investment Services Corp., Cetera Advisors LLC
Respondent Lawyers(s): Christina Vourakis, Thomas J. Cahill
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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| 18-00758 | 11/01/2018 | Claimant(s): Clifford Robello
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Terry M Lloyd
Hearing Site: Honolulu, HI
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| 18-00557 | 10/22/2018 | Claimant(s): Charles Byrnes
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Joseph Charles Kennedy
Hearing Site: Boston, MA
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| 18-01065 | 10/11/2018 | Claimant(s): Rushdi Zalatimo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
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| 18-00248 | 10/02/2018 | Claimant(s): John Kincaid
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Advisors LLC, Legacy Financial Services.
Respondent Lawyers(s): Christina Vourakis, Michael J. Ernst
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
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| 17-03365 | 08/31/2018 | Claimant(s): William Elson
Claimant Lawyers(s): Michael Bessette
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): M. W. Gear
Hearing Site: Des Moines, IA
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| 18-00020 | 08/30/2018 | Claimant(s): Marlis Gilbert
Claimant Lawyers(s): Michael Bessette
Respondent(s): FSC Securities Corporation, VSR Financial Services.
Respondent Lawyers(s): Bradley A. Fishman, Christina Vourakis
Arbitrator(s): Michael J. Meeusen
Hearing Site: Des Moines, IA
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| 17-03184 | 08/07/2018 | Claimant(s): Thomas Wojcik, Timothy McCabe
Claimant Lawyers(s): Nathan Lamb
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Rody P. Biggert
Hearing Site: Chicago, IL
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