Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00352 | 08/18/2023 | Claimant(s): Timothy Hawkins Claimant Lawyers(s): Jon M. Stanfield Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Mark S. Foster, David Evans Rosedahl, M W Gear Hearing Site: Des Moines, IA | ||
| 21-01501 | 02/23/2022 | Claimant(s): Mark Gelbman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): M W Gear Hearing Site: Des Moines, IA | ||
| 21-00092 | 07/12/2021 | Claimant(s): Ryan Hook Claimant Lawyers(s): Jane L. Stafford Respondent(s): Commerce Brokerage Services. Respondent Lawyers(s): Douglas M. Weems Arbitrator(s): M W Gear, Kelly T. Coughlin, Stephen Douglas Bonney Hearing Site: Kansas City, MO | ||
| 17-03365 | 08/31/2018 | Claimant(s): William Elson Claimant Lawyers(s): Michael Bessette Respondent(s): VSR Financial Services. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): M. W. Gear Hearing Site: Des Moines, IA | ||
| 17-02257 | 06/12/2018 | Claimant(s): Jeffrey Ostrander Claimant Lawyers(s): Owen Harnett Respondent(s): SII Investments. Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): M. W. Gear Hearing Site: Kansas City, MO | ||
| 15-01073 | 03/23/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Nuviah Shirazi Respondent(s): Mark Agre Respondent Lawyers(s): Ross E. Webster Arbitrator(s): M. W. Gear, Michael A. Rzewnicki, Philip J. Glick Hearing Site: Kansas City, MO | ||
| 12-01026 | 06/18/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Patrick J. Whalen Respondent(s): Kenneth Williams Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Thomas B. Phillips, M. W. Gear, Walter N. Vernon Hearing Site: Kansas City, MO | ||
| 09-03565 | 01/21/2010 | Claimant(s): Main Street Securities Claimant Lawyers(s): Rodney K. Vincent Respondent(s): Jack Burkhart Respondent Lawyers(s): Jack Allen Burkhart Arbitrator(s): M. W. Gear Hearing Site: Kansas City, MO |