18-03335 | 04/05/2019 | Claimant(s): David Shoesmith Claimant Lawyers(s): Jennifer Lamirand Respondent(s): Paul Waller Respondent Lawyers(s): Paul Waller Arbitrator(s): Jonathan H. Larson, M W Gear, Robert J. Gregory Hearing Site: Wichita, KS
| | Expungement |
14-02702 | 03/27/2017 | Claimant(s): Teresa Vollenweider, Step By Step Communications., Teresa Vollenweider Trust Claimant Lawyers(s): Jason M. Kueser Respondent(s): Donald Porterfield, Morgan Stanley Respondent Lawyers(s): Jason M. Fedo Arbitrator(s): Reggie C. Giffin, M. W. Gear, Ronald G. Bruch Hearing Site: Kansas City, MO
| | $250 |
14-02921 | 05/27/2016 | Claimant(s): William Eddy, Barbara Eddy Trust, William J. Eddy Trust Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): John Weiss, Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): M. W. Gear, William B. Ross, Verne R. Gray Hearing Site: Des Moines, IA
| | Expungement |
11-00482 | 08/13/2012 | Claimant(s): Charlene Bryan Claimant Lawyers(s): Roger N. Walter Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Patrick J. Whalen Arbitrator(s): M. W. Gear, Bill J. Alexander, Donald H. Loudon Hearing Site: Kansas City, MO
| | $50,000 |
09-06930 | 11/08/2011 | Claimant(s): Patsy Potter Claimant Lawyers(s): John J. Miller Respondent(s): Brent McCune, Sagepoint Financial., Randall Coble, Mutual Service Corporation Respondent Lawyers(s): David J. Freniere, Greg Curley Arbitrator(s): Lonnie L. Cunningham, M. W. Gear, Walter N. Vernon Hearing Site: Kansas City, MO
| | $0 |
09-03429 | 06/08/2011 | Claimant(s): Edgar Hagerty, Joann Hagerty, EWH Investments, JDH Investments, Edgar W. Hagerty Trust, Joann Didik Hagerty Trust Claimant Lawyers(s): James M. Bausch Respondent(s): Kathryn Schubert, Merrill Lynch Pierce Fenner & Smith Inc., Ronald Lassek Respondent Lawyers(s): Bryan Reyhani Arbitrator(s): M. W. Gear, Richard L. Mitchell, Verne R. Gray Hearing Site: Omaha, NE
| | $435,000 |
10-01634 | 10/28/2010 | Claimant(s): Robyn Brown Claimant Lawyers(s): G. Andrew Marino Respondent(s): Dustin Jackson, Jackson National Life Distributors LLC, Uvest Financial Services Group. Respondent Lawyers(s): Jo Lanier Meeks, Sara Davis Arbitrator(s): M. W. Gear Hearing Site: Wichita, KS
| | $425 |
10-01373 | 09/20/2010 | Claimant(s): Gary K. Maxwell (IRA) Claimant Lawyers(s): Gary K. Maxwell Respondent(s): Franklin Templeton Financial Services Co Respondent Lawyers(s): David P. Goss Arbitrator(s): M. W. Gear Hearing Site: Wichita, KS
| | $57 |
09-06691 | 08/10/2010 | Claimant(s): Michael Antes Claimant Lawyers(s): J. L. Spray Respondent(s): Paula Turner Respondent Lawyers(s): Paula Jean Turner Arbitrator(s): Will B. Tschudy, M. W. Gear, James A. Hayes Hearing Site: Omaha, NE
| | $4,500,000 |
08-00391 | 03/19/2009 | Claimant(s): Ralph MacNaughton Claimant Lawyers(s): John J. Miller Respondent(s): Dayton Ault, John Carlson, Capital Financial Services. Respondent Lawyers(s): Jeffrey S. Jamieson, W. Perry Brandt Arbitrator(s): M. W. Gear, Joseph M. Rebein, Dale C. Putman Hearing Site: Kansas City, MO
| | Stipulated Award and Expungement |