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FINRA Awards for M. W. Gear

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0333504/05/2019Claimant(s): David Shoesmith
Claimant Lawyers(s): Jennifer Lamirand
Respondent(s): Paul Waller
Respondent Lawyers(s): Paul Waller
Arbitrator(s): Jonathan H. Larson, M W Gear, Robert J. Gregory
Hearing Site: Wichita, KS
Checkmark IconExpungement
14-0270203/27/2017Claimant(s): Teresa Vollenweider, Step By Step Communications., Teresa Vollenweider Trust
Claimant Lawyers(s): Jason M. Kueser
Respondent(s): Donald Porterfield, Morgan Stanley
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): Reggie C. Giffin, M. W. Gear, Ronald G. Bruch
Hearing Site: Kansas City, MO
Checkmark Icon$250
14-0292105/27/2016Claimant(s): William Eddy, Barbara Eddy Trust, William J. Eddy Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): John Weiss, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): M. W. Gear, William B. Ross, Verne R. Gray
Hearing Site: Des Moines, IA
Checkmark IconExpungement
11-0048208/13/2012Claimant(s): Charlene Bryan
Claimant Lawyers(s): Roger N. Walter
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patrick J. Whalen
Arbitrator(s): M. W. Gear, Bill J. Alexander, Donald H. Loudon
Hearing Site: Kansas City, MO
Checkmark Icon$50,000
09-0693011/08/2011Claimant(s): Patsy Potter
Claimant Lawyers(s): John J. Miller
Respondent(s): Brent McCune, Sagepoint Financial., Randall Coble, Mutual Service Corporation
Respondent Lawyers(s): David J. Freniere, Greg Curley
Arbitrator(s): Lonnie L. Cunningham, M. W. Gear, Walter N. Vernon
Hearing Site: Kansas City, MO
Checkmark Icon$0
09-0342906/08/2011Claimant(s): Edgar Hagerty, Joann Hagerty, EWH Investments, JDH Investments, Edgar W. Hagerty Trust, Joann Didik Hagerty Trust
Claimant Lawyers(s): James M. Bausch
Respondent(s): Kathryn Schubert, Merrill Lynch Pierce Fenner & Smith Inc., Ronald Lassek
Respondent Lawyers(s): Bryan Reyhani
Arbitrator(s): M. W. Gear, Richard L. Mitchell, Verne R. Gray
Hearing Site: Omaha, NE
Checkmark Icon$435,000
10-0163410/28/2010Claimant(s): Robyn Brown
Claimant Lawyers(s): G. Andrew Marino
Respondent(s): Dustin Jackson, Jackson National Life Distributors LLC, Uvest Financial Services Group.
Respondent Lawyers(s): Jo Lanier Meeks, Sara Davis
Arbitrator(s): M. W. Gear
Hearing Site: Wichita, KS
Checkmark Icon$425
10-0137309/20/2010Claimant(s): Gary K. Maxwell (IRA)
Claimant Lawyers(s): Gary K. Maxwell
Respondent(s): Franklin Templeton Financial Services Co
Respondent Lawyers(s): David P. Goss
Arbitrator(s): M. W. Gear
Hearing Site: Wichita, KS
Checkmark Icon$57
09-0669108/10/2010Claimant(s): Michael Antes
Claimant Lawyers(s): J. L. Spray
Respondent(s): Paula Turner
Respondent Lawyers(s): Paula Jean Turner
Arbitrator(s): Will B. Tschudy, M. W. Gear, James A. Hayes
Hearing Site: Omaha, NE
Checkmark Icon$4,500,000
08-0039103/19/2009Claimant(s): Ralph MacNaughton
Claimant Lawyers(s): John J. Miller
Respondent(s): Dayton Ault, John Carlson, Capital Financial Services.
Respondent Lawyers(s): Jeffrey S. Jamieson, W. Perry Brandt
Arbitrator(s): M. W. Gear, Joseph M. Rebein, Dale C. Putman
Hearing Site: Kansas City, MO
Checkmark IconStipulated Award and Expungement

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