| 16-01005 | 12/12/2017 | Claimant(s): Jollene Austin
Claimant Lawyers(s): Christina Giorgio
Respondent(s): John Tarpinian
Respondent Lawyers(s): Gregory S. Sparer
Arbitrator(s): Susan C. Lushing, David S. Billet, Kevin B. Naughten
Hearing Site: New York, NY
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| 15-00316 | 02/11/2016 | Claimant(s): Gopal Tampi
Claimant Lawyers(s): Daniel J. Kaiser
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Nancy Prahofer
Arbitrator(s): David S. Billet, Aubrey Lees, Kevin B. Naughten
Hearing Site: New York, NY
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| 13-01857 | 10/22/2014 | Claimant(s): Drew Doscher
Claimant Lawyers(s): A. Todd Merolla
Respondent(s): Michael Meagher, Michael Meyer, Stephen Smith, Armory Advisors, Armory Fund, LLP, Sea Port Group Securities, The Seaport Group, Seaport V
Respondent Lawyers(s): Ronald G. Blum
Arbitrator(s): Kevin B. Naughten, Michele S. Riley, Robert Francis Littlejohn
Hearing Site: New York, NY
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| 09-01067 | 01/06/2011 | Claimant(s): David Sacco
Claimant Lawyers(s): Jeffery L. Liddle
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Patrick W. Shea
Arbitrator(s): Brian J. Burstin, Kevin B. Naughten, Robert Bartels
Hearing Site: New York, NY
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| 09-06039 | 09/08/2010 | Claimant(s): Kevin Grier
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Michael H. DuBoff, Carol E. Weir, Kevin B. Naughten
Hearing Site: New York, NY
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| 06-03260 | 08/19/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Haran Brucker
Respondent Lawyers(s): Jenice L. Malecki
Arbitrator(s): Arthur T. Jacobs, Kevin B. Naughten, Joan Ilivicky
Hearing Site: New York, NY
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| 07-02620 | 04/08/2008 | Claimant(s): Todd Greenbaum
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Hapoalim Securities USA.
Respondent Lawyers(s): Ian M. Kirschner
Arbitrator(s): Ernest Fanwick, Joseph F. Kelley, Kevin B. Naughten
Hearing Site: New York, NY
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