| 08-01879 | 09/02/2011 | Claimant(s): Empire Financial Group.
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Hernando Cortes, James Matthew, Jason Sharfstein, John Kelly, Kevin O'Halloran, Robert Gaeta, Steven Rabinovici, Todd Zuckerbrod, Stockcross Financial Services., The Estate of Gerard Mastrianni
Respondent Lawyers(s): George Brunelle, J. Christopher Albanese, Martin H. Kaplan, Michael P. Gilmore, Todd A. Zuckerbrod
Arbitrator(s): Marc T. Danon, Stuart S. Billington, Jack A. Helms
Hearing Site: Orlando, FL
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| 09-02129 | 03/31/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Michael Napolitano
Respondent Lawyers(s): J. Christopher Albanese
Arbitrator(s): Roger J. Hawke, Frank Irizarry, W. Jeffrey Weinlandt
Hearing Site: New York, NY
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| 08-01303 | 05/06/2009 | Claimant(s): American Capital Partners
Claimant Lawyers(s): J. Christopher Albanese
Respondent(s): Ricardo Rodriguez
Respondent Lawyers(s): Jaime Rodriguez
Arbitrator(s): Carl A. Goldman
Hearing Site: New York, NY
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| 08-01302 | 04/28/2009 | Claimant(s): American Capital Partners
Claimant Lawyers(s): J. Christopher Albanese
Respondent(s): Jaime Rodriguez
Respondent Lawyers(s): Jaime Rodriguez
Arbitrator(s): Berton Seltzberg
Hearing Site: New York, NY
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| 07-01980 | 03/27/2008 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Jay Marc Israel
Respondent(s): Andrew Tressler
Respondent Lawyers(s): J. Christopher Albanese
Arbitrator(s): Harold Webb
Hearing Site: New York, NY
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