FINRA Awards for Douglas Wade Carvell

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-01105	06/07/2023	Claimant(s): Bryan Rigg Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Cantella & Co.. Respondent Lawyers(s): Jonathan W. Lanstein Arbitrator(s): Nicole T. LeBoeuf, Douglas Wade Carvell, Russell Phillips Gandy Hearing Site: Dallas, TX
22-00432	07/07/2022	Claimant(s): Jonathan Foster Claimant Lawyers(s): Jonathan Frederick Foster Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Stacey N. Schmidt Arbitrator(s): Douglas Wade Carvell Hearing Site: Dallas, TX
20-03418	02/17/2022	Claimant(s): Christopher Lee Claimant Lawyers(s): Christopher Lee Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): David B. Dyer, Andrea U. Calve, Douglas Wade Carvell Hearing Site: Dallas, TX
21-01136	10/26/2021	Claimant(s): LPL Financial LLC Claimant Lawyers(s): John W. Joyce Respondent(s): Atif Mughal Respondent Lawyers(s): Atif Iqbal Mughal Arbitrator(s): Douglas Wade Carvell Hearing Site: Dallas, TX
20-02620	03/19/2021	Claimant(s): Randall Childress Claimant Lawyers(s): Brian Luther Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Douglas Wade Carvell Hearing Site: Dallas, TX
19-00616	07/29/2019	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Gregory Jones, J.P. Morgan Securities Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): William L. Cravens, Douglas Wade Carvell, Jared Febbroriello Hearing Site: Dallas, TX