23-03106 | 03/01/2024 | Claimant(s): Robin Wright Claimant Lawyers(s): Todd Green Respondent(s): Morgan Stanley, E*Trade Securities LLC Respondent Lawyers(s): John E. Bersin Arbitrator(s): Douglas Wade Carvell Hearing Site: Dallas, TX
| | $0 |
21-02173 | 10/13/2022 | Claimant(s): Adi Mistry, Dianne Callahan, Philip Tyne, Ronda Smith, Saad Bargach, Wylly Guterman, Big Horn Auto Sales., Buffalo Auto Sales., Donald D. Hunt Jr. & Rosalyn J. Hunt TIC, H. Iskiwitz & Co. Inc. Def. Ben Pension, NV 31 Investments LLC, Sculper Partners Ltd, Estate of Charles Ernest Rieves, Sr., Estate of Morris Rosenthal, Adi Mistry IRA, Anwar and Salma Kajani, Edward Henigin & Annette Sullinger JT, Edwin and Audrey Tinsley JT TEN, Frank and Sandra Bianco, James & Kalen Haun JT TEN, Kenneth C. and Mary C. Montgomery, Mark and Jo Lynn Stephens TIC, Michael & Gwendolyn Radabaugh JT TEN, Todd J. and Sheryl Stephens TOD, Allen & Patricia Iskiwitz Trust, David Hardesty IRA, Kenneth C. Montgomery IRA, Silberman Family Trust LP Claimant Lawyers(s): Donald L. Ferguson Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): Andrea U. Calve, Douglas Wade Carvell, Robert Clary Hearing Site: Dallas, TX
| | $0 |
21-01650 | 08/11/2022 | Claimant(s): Tom Snow Claimant Lawyers(s): Sean J. McCaffity Respondent(s): Gregory Pharris, Edward Jones Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Douglas Wade Carvell Hearing Site: Dallas, TX
| | Expungement |
19-02241 | 05/29/2020 | Claimant(s): Jerry Wells Claimant Lawyers(s): Daniel D'Costa Respondent(s): Jamie Worden, Louis Ambrosio, Worden Capital Management LLC Respondent Lawyers(s): Michael Utilla Arbitrator(s): Douglas Wade Carvell Hearing Site: Dallas, TX
| | $0 |
18-01386 | 05/15/2019 | Claimant(s): Edward Dobroski Claimant Lawyers(s): Liam O'Brien Respondent(s): William Gennity Respondent Lawyers(s): William Christian Gennity Arbitrator(s): Robert A. Bettis, Douglas Wade Carvell, Michael Joseph Riggs Hearing Site: Dallas, TX
| | $2,404,380 |
16-00078 | 02/09/2017 | Claimant(s): Marcia Barfield IRA, Norman J. Barfield IRA Claimant Lawyers(s): Kirk G. Smith Respondent(s): IMS Securities. Respondent Lawyers(s): Martin S. Schexnayder Arbitrator(s): Douglas Wade Carvell, Joseph Neal Richardson, Richard Thomas Huston Hearing Site: Dallas, TX
| | Expungement |
12-00584 | 09/05/2013 | Claimant(s): The Odessa Firemen's Relief & Retiremen Claimant Lawyers(s): Joe Wojciechowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Peter Fruin Arbitrator(s): Harry J Saginaw, Don G Miller, Douglas Wade Carvell Hearing Site: Dallas, TX
| | $399,566 |