FINRA Awards for Robert J. Buchner

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-02681	08/16/2019	Claimant(s): Mark Gilbert Claimant Lawyers(s): Stuart H. Singer Respondent(s): Brian Lowenthal, Eileen Berman Respondent Lawyers(s): Jonathan B. Butler Arbitrator(s): Joseph J. Slotnik, Bruce K. Isenberg, Robert J. Buchner Hearing Site: Boca Raton, FL
16-02225	07/30/2018	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Ean Lambert Respondent Lawyers(s): Laurie Anton Arbitrator(s): Robert J. Buchner Hearing Site: Boca Raton, FL
15-03463	06/05/2017	Claimant(s): Paul Blum Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Robert J. Buchner, Donald Theodore Ryce, Justin M. Moore Hearing Site: Boca Raton, FL
13-03476	05/16/2017	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barny Notes Holding Claimant Lawyers(s): Patrick G. King Respondent(s): Michael Smith Respondent Lawyers(s): Aaron A. Wernick Arbitrator(s): Marc T. Danon, Bruce M. Alster, Robert J. Buchner Hearing Site: Boca Raton, FL