Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02079 | 06/13/2017 | Claimant(s): William Leven Claimant Lawyers(s): Scott E. Rahn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Katie M. Kimbrell Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX | ||
| 14-02839 | 08/05/2016 | Claimant(s): Michael Taylor Claimant Lawyers(s): Seth E. Lipner Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Maryanne M. Esser, Montie G. Grimes, Thomas D. Cordell Hearing Site: Houston, TX | ||
| 15-02414 | 03/22/2016 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Robert K. Jamieson Respondent(s): Imtiaz Chowdhury Respondent Lawyers(s): Lance C. Arney Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX | ||
| 14-01459 | 12/08/2014 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael Taaffe Respondent(s): Horace Stubblefield Respondent Lawyers(s): Horace (Gandy) Stubblefield Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX | ||
| 12-00030 | 08/08/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Geremy Anderson Respondent Lawyers(s): Geremy R. Anderson Arbitrator(s): Maryanne M. Esser Hearing Site: Dallas, TX | ||
| 12-04293 | 07/01/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Respondent Lawyers(s): Arbitrator(s): Maryanne M. Esser Hearing Site: Dallas, TX | ||
| 12-02187 | 05/23/2013 | Claimant(s): Joseph D'Amico Claimant Lawyers(s): Emily M. Stout Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): A. John Harper Arbitrator(s): Mark L. Williams, Maryanne M. Esser, Richard A Miller Hearing Site: Dallas, TX | ||
| 11-02271 | 03/09/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Gregg W. Marsano Respondent(s): Respondent Lawyers(s): Arbitrator(s): Maryanne M. Esser Hearing Site: Dallas, TX | ||
| 10-02638 | 06/03/2011 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Will S. Montgomery Respondent(s): Michael Venable Respondent Lawyers(s): Cody L. Towns Arbitrator(s): R. Theodore Moock, Maryanne M. Esser, Corbet F. Bryant Hearing Site: Dallas, TX | ||
| 09-06942 | 08/26/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Tim Dowden Respondent Lawyers(s): J. Mitchell Little Arbitrator(s): Maryanne M. Esser Hearing Site: Dallas, TX |