| 19-02858 | 06/15/2021 | Claimant(s): Barney Greengrass
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Joseph J. Arata, Nicholas J. Donohue, James M. Rhodes
Hearing Site: New York, NY
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| 15-02443 | 01/29/2019 | Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Gene L. Small
Respondent(s): Charles Margiasso, Daniel Burns, Edward Finocchiaro, Wells Fargo Advisors, Joseph Lafferty, Loreto Testani, Martin Weiss, Michael Rosen, Mitchell Fischer, Timothy Cheriaparampil
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Fred S. Pieroni, Francis Carling, Charles Norman Weinberg
Hearing Site: New York, NY
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| 16-00084 | 06/15/2016 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s): Thomas Ferrero
Respondent Lawyers(s): Thomas J. Ferrero
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
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| 12-03700 | 12/22/2014 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): James R. McGuone, Royce Alan Burns, Charles E. White
Hearing Site: Atlanta, GA
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| 12-00460 | 02/10/2014 | Claimant(s): Jason Kronick
Claimant Lawyers(s): Jason Elliot Kronick
Respondent(s): August Cellitti, Robert Pedretti, Argentis Holdings, Securevest Financial Group
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Simone A. Muscarnera, Bernard M. Levine, Louis Aloysius Hall
Hearing Site: Newark, NJ
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| 11-04480 | 05/02/2013 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s): Kasemsante Boonswang
Respondent Lawyers(s): Kasemsante Guevara Boonswang
Arbitrator(s): Madelyn A. Levy
Hearing Site: New York, NY
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| 07-02662 | 05/29/2009 | Claimant(s): Murphy & Durieu
Claimant Lawyers(s): James M. Moriarty
Respondent(s): Cindy Dodeles, David Dodeles, J.P. Morgan Securities, Louis Cesario, RBC Capital Markets Corporation, Hamershlag, Dodeles & Co., Penson Financial Services.
Respondent Lawyers(s): Cindy Dodeles, David S. Richan, Gene L. Small, Ivan Dodeles, Joseph F. Keenan, Louis Cesario
Arbitrator(s): David S. Billet, Robert Pincus, Anthony J. Raimondi
Hearing Site: New York, NY
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| 07-03484 | 04/27/2009 | Claimant(s): Bear, Stearns & Co. LLC
Claimant Lawyers(s): Gene L. Small
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Alain Leibman
Arbitrator(s): Richard D. Chusid, Kinchen C. Bizzell, Farrell C. Glasser
Hearing Site: New York, NY
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