FINRA Awards for Steven N. Ainbinder

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Displaying 11-17 out of 17 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03542	06/27/2017	Claimant(s): Michael Newton Claimant Lawyers(s): Debra A. Jenks Respondent(s): Kovack Securities Inc. Respondent Lawyers(s): Amy Towle Arbitrator(s): Steven N. Ainbinder, Will Murphy, Tina Scott Polsky Hearing Site: Boca Raton, FL
15-01256	05/24/2016	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Laura J. Starr Respondent(s): Scott Strochak Respondent Lawyers(s): W. Scott Turnbull Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL
15-01887	02/18/2016	Claimant(s): Ioana Cioc Claimant Lawyers(s): Mark David Hunter Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Michael E. Bury Arbitrator(s): Steven N. Ainbinder, Seth L. Finkel, Kathy N. Novick Hearing Site: Miami, FL
13-00894	10/29/2015	Claimant(s): Christopher Morson Claimant Lawyers(s): V. Michael Arias Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Cory S. Zadanosky Arbitrator(s): Steven N. Ainbinder, Monroe Mitchel, Jon Stanley Spisiak Hearing Site: Boca Raton, FL
14-02950	04/10/2015	Claimant(s): AXA Advisors, AXA Network, L.L.C. Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): Michael Mendelsohn Respondent Lawyers(s): Michael Mendelsohn Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL
14-00218	03/30/2015	Claimant(s): Carlos Gallo, Jeannie Adams-Camblin Claimant Lawyers(s): Chryssa V. Valletta, Donald L. Kreindler Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): David G. Russell Arbitrator(s): Steven N. Ainbinder, Bernard A. Becker, Eugene D. Mirabello Hearing Site: Miami, FL
11-03843	02/11/2014	Claimant(s): Alejandro Quilez Bonelli Claimant Lawyers(s): Carlos R. Iguina-Oharriz Respondent(s): Andres Lewowicz, Hector Gonzalez, Hector Rosario, Jose Casellas, Juan Herrans, Merrill Lynch Pierce Fenner & Smith Inc., Ricardo Vazquez, Richard Reiss Respondent Lawyers(s): Edward J. Heffernan Arbitrator(s): Steven N. Ainbinder, Daniel P. Lund, Robert J. Bender Hearing Site: San Juan, PR