FINRA Awards for Judith B Weinstock

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00033	09/09/2022	Claimant(s): Mark Kolta Claimant Lawyers(s): Mark S. Kolta Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Daniel Scott Furst Arbitrator(s): Robert J. Kheel, Joan Caridi, Judith B Weinstock Hearing Site: New York, NY
17-03115	03/22/2021	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Joseph Modero Respondent Lawyers(s): Jenice L. Malecki Arbitrator(s): Michael H DuBoff, Eric Moss Stein, Judith B Weinstock Hearing Site: Jersey City, NJ
19-00077	05/12/2020	Claimant(s): Amit Mehrotra Claimant Lawyers(s): David B. Wechsler Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Roger Loeb, Judith B Weinstock, Gerald M. Levine Hearing Site: New York, NY
18-00749	12/21/2018	Claimant(s): Windsor Street Capital Claimant Lawyers(s): Robert I Rabinowitz Respondent(s): Mackey Alligood, Scott Werling Respondent Lawyers(s): Todd A. Zuckerbrod Arbitrator(s): John J. Vesey, Alan Steven Brodherson, Judith B Weinstock Hearing Site: New York, NY