07-02565 | 09/15/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Thomas Kret Respondent Lawyers(s): Ronald M. Amato Arbitrator(s): Carmen P. Michelotti, Gary D. Krueger, James A. Murphy Hearing Site: Chicago, IL
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08-00328 | 09/09/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): William Rexrode Respondent Lawyers(s): William T. Rexrode Arbitrator(s): Dale A. Hearn, Walter F. Schleyer, Ruth Smith Jackson Hearing Site: Houston, TX
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06-05408 | 07/31/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Andy James Respondent Lawyers(s): Armand Salese Arbitrator(s): Richard B. Bequette, George N. Roy, Allan D. Breyer Hearing Site: Phoenix, AZ
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07-02466 | 07/17/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Joseph Sherrick Respondent Lawyers(s): Joseph J. Sherrick Arbitrator(s): Bonnie K. Wachtel, Donald R. Giacomelli, Stephanie Wagner Ketchum Hearing Site: Baltimore, MD
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07-01940 | 06/19/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kenneth Freedman Respondent Lawyers(s): Kenneth D. Freedman Arbitrator(s): Frank F. Foys, Robert W. Edler, Richard A. Van Kalker Hearing Site: Chicago, IL
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07-01872 | 06/13/2008 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Gary Compton Respondent Lawyers(s): Gary R. Compton Arbitrator(s): John J. Muldowney, Sidney L. Sussman, Glenn H. Catalano Hearing Site: Norfolk, VA
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07-01107 | 06/05/2008 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Gilberta Dorsey Respondent Lawyers(s): Anthony B. Cameron Arbitrator(s): Thomas J. McAllister, William Stark Port, Matthew R. Salamon Hearing Site: St. Louis, MO
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07-01596 | 05/27/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Brent Lemons Respondent Lawyers(s): Brent Lemons Arbitrator(s): R. Dan Mitchell, Simeon R. Trotter, George F. Longino Hearing Site: Dallas, TX
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05-05634 | 05/15/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Robert Hernandez Respondent Lawyers(s): Jeanette H. Tejada Arbitrator(s): James S. Goddard, Jodi A. Hopkinson, Frank Masi Hearing Site: Newark, NJ
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07-01730 | 05/15/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Greg Burden Respondent Lawyers(s): John E. Barbush Arbitrator(s): Michael R. Prescott, Gary S. Jefferson, Michael E. Nelson Hearing Site: Oklahoma City, OK
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