| 12-02806 | 12/21/2012 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Kyle Horton
Respondent Lawyers(s): Kyle Horton
Arbitrator(s): Karla Y. Vogel
Hearing Site: Atlanta, GA
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| 09-05679 | 05/14/2012 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Jimmie Canole
Respondent Lawyers(s): Jimmie Dean Canole
Arbitrator(s): Gary M. Landau
Hearing Site: Orlando, FL
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| 11-01928 | 04/24/2012 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Peter Oristian
Respondent Lawyers(s): Peter J. Oristian
Arbitrator(s): William H. Malloy
Hearing Site: Baltimore, MD
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| 09-05185 | 01/18/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Brent Collier
Respondent Lawyers(s): Musa L. Eubanks
Arbitrator(s): Ralph S. Blascovich, Michael H. McConihe, Mona Koppel Mitnick
Hearing Site: Washington, DC
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| 08-03228 | 04/26/2010 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): William Slonecker
Respondent Lawyers(s): William Gregory Slonecker
Arbitrator(s): John A. Davis, Michael A. McMahan, James A. McIntosh
Hearing Site: Nashville, TN
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| 09-05258 | 04/08/2010 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): David Moore
Respondent Lawyers(s): David N. Moore
Arbitrator(s): W. Pat Conners, Thomas J. McAllister, Erwin John Dugasz
Hearing Site: Columbus, OH
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| 08-02932 | 02/18/2010 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): James Patton
Respondent Lawyers(s): Lisa Bond
Arbitrator(s): Basil Lewis, Willard H. Altman, James Belk
Hearing Site: Los Angeles, CA
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| 08-03243 | 11/23/2009 | Claimant(s): Christopher Winton
Claimant Lawyers(s): Todd R. Hixon
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Henry Hermann, Donald C. Hood, Helmut O. Wolff
Hearing Site: Dallas, TX
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| 08-01267 | 02/09/2009 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Antonio Fontana
Respondent Lawyers(s): William F. Clark
Arbitrator(s): Kathryn L. Krebs, Carol Jeanne Medof, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 08-00148 | 10/10/2008 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Douglas Studer
Respondent Lawyers(s): T. Gregory Slother
Arbitrator(s): Lon M. Hatton, Jonathan H. Stein, Robert Kevin O'Mara
Hearing Site: Tampa, FL
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