Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00720 | 12/13/2018 | Claimant(s): Lance Williams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Securities Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Judy Louie, Sarah K. Yates Arbitrator(s): Helen Marinak Blohm Hearing Site: Seattle, WA | ||
| 17-03445 | 09/24/2018 | Claimant(s): Thomas Sandkamp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | ||
| 18-00781 | 09/20/2018 | Claimant(s): Don Martin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 17-03271 | 08/08/2018 | Claimant(s): Edward Montanez Claimant Lawyers(s): Armin Sarabi Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Erik R. Siering Hearing Site: Las Vegas, NV | ||
| 17-03142 | 06/12/2018 | Claimant(s): Edward Montanez Claimant Lawyers(s): Armin Sarabi Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Andrew M. Mintzer Hearing Site: Las Vegas, NV | ||
| 17-02535 | 04/19/2018 | Claimant(s): Mitchell Horst Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Judy Louie Arbitrator(s): Michael John Florio Hearing Site: Las Vegas, NV | ||
| 16-03141 | 11/20/2017 | Claimant(s): Michael Destro Claimant Lawyers(s): Emily Knoles Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Dean J. Dietrich, Timothy P. Bogan, Jennifer Schwartz Hearing Site: San Francisco, CA | ||
| 16-00543 | 12/12/2016 | Claimant(s): John Toman Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Judy Louie Arbitrator(s): Brett W. Everhart, Doris V. Knotter, Randy R. Maher Hearing Site: San Diego, CA | ||
| 15-02803 | 02/12/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Judy Louie Respondent(s): Gustavo Miramontes Respondent Lawyers(s): Gustavo Santos Miramontes Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | ||
| 15-00566 | 11/10/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Judy Louie Respondent(s): Timothy Barnard Respondent Lawyers(s): Timothy Scott Barnard Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA |