| 15-00138 | 05/31/2016 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): James Venditti
Respondent Lawyers(s): James Frederick Venditti
Arbitrator(s): Ann C. Northern
Hearing Site: Hartford, CT
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| 15-00655 | 08/10/2015 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Steven Satter
Respondent(s): Peter Reinhart
Respondent Lawyers(s): Peter Reinhart
Arbitrator(s): Jerry D. Mc Cormack
Hearing Site: Milwaukee, WI
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| 12-02115 | 04/28/2015 | Claimant(s): CCO Investment Services Corp., RBS Citizens N.A.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Wells Fargo Advisors Financial Network, Della Hicks, James Oliver, James Venditti, Jamie Nowakowski, Jayme Lemaire
Respondent Lawyers(s): James Frederick Venditti, Thomas B. Lewis
Arbitrator(s): Richard Slavin, Lincoln W. Craighead, Charles Franklin Willson
Hearing Site: Hartford, CT
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| 14-02346 | 04/08/2015 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Guido
Respondent Lawyers(s): William Benton Guido
Arbitrator(s): George A. Sellnau
Hearing Site: New Orleans, LA
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| 13-02678 | 03/05/2014 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Edward Murphy
Respondent Lawyers(s): Edward Thomas Murphy
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
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| 12-04077 | 02/10/2014 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Matthew Fischer
Respondent(s): Matthew Burke
Respondent Lawyers(s): Matthew K. Burke
Arbitrator(s): Robert M. Stein
Hearing Site: Seattle, WA
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| 11-02404 | 11/22/2013 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Benjamin Alexander, Wells Fargo Advisors Financial Network, Erica Fendlay
Respondent Lawyers(s): Christopher A. Pickett, Meredith Cavallaro, Thomas B. Lewis
Arbitrator(s): N. John Marinack, James J. Puhala, Peter Vincent Marcoline
Hearing Site: Pittsburgh, PA
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| 12-01867 | 11/07/2013 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Megan Christensen
Respondent(s): Stephen Alves
Respondent Lawyers(s): Stephen David Alves
Arbitrator(s): Robert V. Deiana
Hearing Site: Providence, RI
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| 13-00527 | 08/26/2013 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Loren Ackerman
Respondent Lawyers(s): Loren John Ackerman
Arbitrator(s): Mary C. Kelleher
Hearing Site: Manchester, NH
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| 12-04078 | 06/06/2013 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Richie Crockett
Respondent Lawyers(s): Richie Layne Crockett
Arbitrator(s): Amy L. Wachs
Hearing Site: Phoenix, AZ
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