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FINRA Awards for Stephen Alves

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0186711/07/2013Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Megan Christensen
Respondent(s): Stephen Alves
Respondent Lawyers(s): Stephen David Alves
Arbitrator(s): Robert V. Deiana
Hearing Site: Providence, RI

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