| 18-03735 | 03/20/2020 | Claimant(s): William Lee
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Francis J. LaSalla, Steven Gary Leventhal, Mitchell Regenbogen
Hearing Site: New York, NY
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| 14-02310 | 10/16/2017 | Claimant(s): Kevin Gordon
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): Louis Scotto, BGC Financial, L.P.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Richard W. Vallario, Barbara J. Glenns, Mary Lou McGanney
Hearing Site: New York, NY
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| 15-01318 | 05/23/2016 | Claimant(s): Edward O'Connell
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): Glenn Haberfield, John O'Connell
Respondent Lawyers(s): Pearl Zuchlewski
Arbitrator(s): Karen M. Cullen, John J. Vesey, Matthew Fenster
Hearing Site: New York, NY
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| 14-02823 | 01/14/2016 | Claimant(s): Jared Carmel
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Bradley Fishman, Emilio Disanluciano, Eric Brachfeld, Evan Haymes, Nicholas Gupta, Zarin Khan, Citizen VC, Fusion Analytics Securities LLC, Morpheus Securities LLC, Rhino Financial Group
Respondent Lawyers(s): Aegis J. Frumento, Ross D. Carmel
Arbitrator(s): William G. Binckes, Jill I. Gross, Joseph F. Kern
Hearing Site: New York, NY
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| 12-02738 | 07/13/2015 | Claimant(s): William Barkow
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Emilio Disanluciano, Frank Mazzola, John Bivona, Felix Investments
Respondent Lawyers(s): Aegis J. Frumento, Richard J. Babnick
Arbitrator(s): Mary A. Dubas, Howard D. Jacob, Susan Jane Harrigan
Hearing Site: New York, NY
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